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Exam Study Guides

SERIES 3,4,6,7,9,10,11,14,23,24,26,27,30,31,51,53,55,62,63,65,66,87 Exam Study Guides

 

 

Study Guide and Course Preparation Materials for – SERIES 3 – Futures and Commodities Exam, SERIES 4 – Registered Options Principal Exam, SERIES 6 – Investment Co./Variable Contracts Exam, SERIES 7 – General Securities Representative Exam, SERIES 9/10 – General Sales Supervisor Exam, SERIES 11 – Assistant Representative Exam, SERIES 14 – NYSE Compliance Supervisor Exam, SERIES 23 – General Securities Sales Supervision Exam, SERIES 24 – General Securities Principal Exam, SERIES 26 – Investment Co./Variable Annuities Principal Exam, SERIES 27 – General Securities Financial/Operations Principal Exam, SERIES 30 – Futures Branch Managers Exam, SERIES 31 – Futures Managed Funds Exam, SERIES 51 – Municipal Fund Securities Limited Principal Exam, SERIES 53 – Municipal Securities Principal Exam, SERIES 55 – Registered Equity Trader Exam, SERIES 62 – Corporate Securities Representative, SERIES 63 – Uniform State Law Exam, SERIES 65 – Registered Investment Adviser Exam, SERIES 66 – Combined Investment Adviser/State Law Exam, SERIES 87 – Registered Research Analyst (Regulations) Exam

SERIES 3 LICENSE – Futures and Commodities – Series 3 Course – Buy Online

 

 

The Series 3 Exam is the commodities and futures contracts license. Our Series 3 course covers all of the topics that are needed to pass the Series 3 exam.

 

 

The Study Materials for the Futures and Commodities License is designed for home or self study. The Series 3 material is carefully divided into sections with practice test questions following each chapter. We provide updated Series 3 Test questions with answer explanations. Practice Final exams are included with the course book. The CD program offers additional chapter and final exams. The Book and CD combination course is the recommended method for most students.

 

 

SERIES 4 LICENSE – Registered Options Principal – Series 4 Course – Buy Online

 

 

The Series 4 exam is for managers supervising options sales personnel or supervising compliance. You must have a Series 7 license before taking the Series 4 exam. Our Series 4 training course covers all of the topics that are needed to pass the Series 4 exam.

 

 

All Series 4 training course material is updated for current test content. This is a complete self study training course. Our test questions generally run 5 points more difficult than the actual exam.

 

 

SERIES 6 LICENSE – Investment Co./Variable Contracts Exam – Series 6 Course – Buy Online

 

 

The Series 6 exam is the NASD license for individuals who wish to only sell Mutual Funds and Variable Annuities. Our Series 6 training course covers all of the topics that are needed to pass the Series 6 exam.

 

 

All Series 6 exam course material is updated for current test content. This is a complete self study program requiring no prior experience. The Books and CD combination is the best option for passing your exam the first time. Our tests are usually 5 points more difficult than the actual exam.

 

 

SERIES 7 LICENSE – General Securities Representative Exam – Series 7 Course – Buy Online

 

 

The Series 7 Exam is the NASD license for general securities representative. Our Series 7 training course covers all of the topics that are needed to pass the Series 7 exam.

 

 

The Series 7 License course can be studied using the books and CD test program or using only books. The books contain a large amount of test questions (over 3000). Our Series 7 CD program is a powerful program that has over 7000 practice questions with detailed answers. This program will show each correct answer after each answer is chosen. Most of our students feel the combination course of the Series 7 books and CD offers the fastest method to passing. The CD program tests are “exam tough”, if not a little harder than the actual test.

 

 

Free Resume assistance with all course purchases. If you do not currently work for a firm but want to begin studying for the Series 7, we will market you to the hundreds of firms we work with. You should add that you are “preparing for the Series 7” on your resume after you buy the course. Then just email us!

 

 

SERIES 9 and 10 LICENSE – General Sales Supervisor – Series 9 and 10 Course – Buy Online

 

 

The Series 9 and Series 10 license is for NYSE managers to supervise branch activities. You must have a Series 7 license before taking either the Series 9 or the Series 10 exam. Our Series 9 and Series 10 training course covers all of the topics that are needed to pass the exam the first time.

 

 

Please choose a study method below. All Series 9 and 10 exam course material is updated for current test content. This is a complete self study program. Our tests are usually 5 points more difficult than the actual exam.

 

 

SERIES 11 LICENSE – Assistant Representative Exam – Series 11 Course – Buy Online

 

 

The Series 11 exam is for Sales Assistants who wish to accept unsolicited customer orders. The AIT Series 11 training course covers all of the topics that are needed to pass the Series 11 exam. The Series 11 test consists of 50 multiple choice questions.

 

 

Please choose a study method below. All Series 11 exam course material is updated for current test content. This is a self study program and requires no prior experience. The Books and CD combination option is best for those looking to pass this exam the first time.

 

 

SERIES 14 LICENSE – NYSE Compliance Official – Series 14 Course – Buy Online

 

 

The Series 14 exam is for managers supervising compliance at NYSE firms. Our Series 14 training course covers all of the topics that are needed to pass the Series 14 exam.

 

 

Please choose a study method below. All Series 14 exam course material is updated for current test content. Our tests generally run 5 points more difficult than the actual exam. This is a complete self study program.

 

 

SERIES 23 LICENSE – General Securities – Sales Supervision Module – Series 23 Course – Buy Online

 

 

The Series 23 exam is for individuals looking for qualification as officers, partners or supervisor of sales personnel with an NASD member firm. You must have a 9/10 license before taking this exam. Our Series 23 training course covers all of the topics that are needed to pass the Series 23 exam.

 

 

This is a home study course. The tests in our course are normally 5 points more difficult than the actual exam. Designing tough questions creates a higher first time pass rate for our students.

 

 

SERIES 24 LICENSE – General Securities Principal – Series 24 Course – Buy Online

 

 

The Series 24 exam is the license for NASD managers to supervise branch activities. Our Series 24 training course covers all of the topics that are needed to pass the Series 24 exam.

 

 

Please choose a study method below. All Series 24 exam course material is updated for current test content. This is a home study course. The books and CD combination is the best option for beginners or for people who do not have any other study material. If you already have books from another source that are outdated or if you recently failed the exam and are not satisfied with the books you have, the AIT Series 24 CD test program offers accurate and updated computer test questions that can help you pass the exam. Our exams are normally 5 points MORE difficult than the actual test.

 

 

SERIES 26 LICENSE – Investment Company Principal – Series 26 Course – Buy Online

 

 

The Series 26 exam is for managers looking to supervise sales activities for Investment Companies and Annuities activities. Our Series 26 training course covers all of the topics that are needed to pass the Series 26 exam.

Please choose a study method below. All Series 26 exam course material is updated for current test content. This is a home study program. AIT’s practice tests are known to be the most accurate in the industry. Our pass rate was 88% last year.

 

 

SERIES 27 LICENSE – General Financial/Operations Principal – Series 27 Course – Buy Online

 

 

The Series 27 exam is required for the chief financial officer of NASD member firms. Our Series 27 training course covers all of the topics that are needed to pass the Series 27 exam.

 

 

All Series 27 course material is updated for current test content. This is a self study program. Our pass rate was 89% last year (well above the industry average)

 

 

SERIES 30 LICENSE – Futures Branch Managers Exam – Series 30 Course – Buy Online

 

 

The Series 30 exam is required for futures branch office managers. Our Series 30 training course covers all of the topics that are needed to pass the Series 30 exam.

 

 

Please choose a study method below. All Series 30 exam course material is updated for current test content. This is a complete self study training program. Our most recent pass rate is 92% (well above the industry average)

SERIES 31 LICENSE – Futures Managed Funds Exam – Series 31 Course – Buy Online

 

 

The Series 31 exam is required for persons who sell futures funds. Our Series 31 training course covers all of the topics that are needed to pass the Series 31 exam.

 

 

Please choose a study method below. All Series 31 course material is updated for current test content. This is a home study program. Our most recent pass rate for this exam is 92% (well above the industry average).

 

 

SERIES 51 LICENSE – Municipal Fund Securities Limited Principal – Series 51 Course – Buy Online

 

 

The Series 51 Exam may be required for persons who manage or supervise municipal fund securities that may be exempt from a Series 53. Our Series 51 training course covers all of the topics that are needed to pass the Series 51 exam.

 

 

Please choose study materials below. This is a home study program. All Series 51 exam course material is updated for current test content.

 

 

SERIES 53 LICENSE – Municipal Securities Principal – Series 53 Course – Buy Online

 

 

The Series 53 exam is for supervising Municipal Securities Representatives, or supervising specified municipal functions. Our Series 53 training course covers all of the topics that are needed to pass the Series 53 exam.

 

 

This is a home study training program. All Series 53 course material is updated for current test content.

 

 

SERIES 55 LICENSE – Registered Equity Trader – Series 55 Course – Buy Online

 

 

The Series 55 exam is required for persons participating in Equity Trading. Our Series 55 training course covers all of the topics that are needed to pass the Series 55 exam.

 

 

Please choose a study method below. All Series 55 course material is updated for current test content. Our practice tests are “exam tough”, if not a little harder.

 

 

SERIES 62 LICENSE – Corporate Securities Representative – Series 62 Course – Buy Online

 

 

The Series 62 Exam is required for persons acting as a limited registered represntative in corporate equity and debt securities. Our Series 62 course covers all of the topics that are needed to pass the Series 62 exam.

 

 

All Series 62 material is updated for current test content. Our practice tests are the most accurate in the industry.

SERIES 63 LICENSE – Uniform State Law – Series 63 Course

 

 

The Series 63 exam is required for most individuals who solicit orders for any type of security in that state. Our Series 63 training course covers all of the topics that are needed to pass the Series 63 exam.

 

 

Please choose a study method below. All Series 63 course material is updated for current test content. The material is built for self study and carries a 90% first time pass rate. The exam questions are accurate in difficulty and targeted to the real test.

 

 

SERIES 65 LICENSE – Registered Investment Advisor Series 65 Course – Series 65 Course – Buy Online

 

 

The Series 65 exam is the license for individuals that act as Investment Advisors. Our Series 65 training course covers all of the topics that are needed to pass the Series 65 exam.

 

 

All Series 65 exam course material is updated for current test content. The course is built for self study and carries a 90% first time self study pass rate. The books and CD course is the best option for fast completion. As always, AIT is here to assist our students until they pass their exam successfully.

 

 

SERIES 66 LICENSE – Investment Advisor – State Law Series 66 Course – Series 66 Course – Buy Online

 

 

The Series 66 exam combines the license for Series 65 and Series 63. Our Series 66 course covers all of the topics that are needed to pass the Series 66 exam

 

 

All Series 66 exam course material is updated for current test content. Current pass ratio for this test is 91% using our books and CD home study material.

 

 

SERIES 87 LICENSE – Registered Research Analyst (Regulations) – Series 87 Course – Buy Online

 

 

The Series 87 Research Analyst examination is the Regulations portion of the Series 86/87 examination. Our series 87 training course covers all of the topics needed to pass the series 87 exam.

 

 

Please choose a study method below. All Series 87 exam course material is updated for current test content. Our most recent pass rate for this exam is 91%.

 

 

Articles Related To The Above Exams

 

 

CFA – Chartered Financial Analyst

 

 

SERIES 3 – National Commodity Futures Examination

 

 

SERIES 11 – Assistant Representative Exam

 

 

SERIES 87 – Registered Research Analyst (Regulations)

 

 

SERIES 3,4,6,7,9,10,11,14,23,24,26,27,30,31,51,53,55,62,63,65,66,87 Exam Study Guides

 

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